Wealth Disclosures

Information about Koala Financial investment advisory services, custody, fees, and where to find our advisory brochures.

How this part of Koala works.

Investment Advisory Services

Koala Financial, Inc. is an investment adviser registered with the State of California Department of Financial Protection and Innovation (DFPI). Registration does not imply a certain level of skill or training. Firm CRD #340891 - verify on the SEC's Investment Adviser Public Disclosure site at adviserinfo.sec.gov.

Custody & Statements

Client accounts are generally custodied through Charles Schwab. Clients receive account statements from the custodian, and custody details are described in our ADV brochure.

Fees & Other Costs

Advisory fees are billed monthly in arrears. Third-party, custodian, fund, transaction, or product-level costs may apply and are separate from Koala advisory fees.

Start with the document that matches your question.

The ADV brochures are the main advisory disclosure documents. They explain services, fees, custody, conflicts, and advisor background information in more detail.

Firm Brochure

ADV Part 2A

The firm-level brochure for Koala Financial advisory services, including fees, custody, conflicts, and service descriptions.

Advisor Supplements

ADV Part 2B

Short supplements with background information for Koala's investment adviser representatives.

Privacy

Privacy Policy

How personal information is handled, used, and shared when needed to serve clients.

Directory

All disclosures

The main directory for wealth, insurance, CPA, and law disclosure pages.

Looking for a different Koala disclosure?

Koala is coordinated when clients choose that experience, but each service has its own disclosures. These links help people get to the right page quickly.

Want the pricing page too?

The Wealth Pricing page explains advisory fee tiers, planning fee ranges, and other costs that may apply.

View Wealth Pricing